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Jonathan Katz
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#	Item
191	March 15, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-15 12:16:56 Finance Self-regulatory organization Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities research Trade Reporting And Compliance Engine NASDAQ Selling away United States securities law Financial economics Financial system
192	June 15, 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:29:55 Stock market Financial markets Transaction processing Self-regulatory organizations Depository Trust & Clearing Corporation Straight-through processing Financial Information eXchange Short U.S. Securities and Exchange Commission Financial economics Finance Business
193	June 16, 2004 Via e-mail: [removed] Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]Attention: Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:28:45 Financial system Book entry Demat account Dematerialization Stock certificate Depository Trust & Clearing Corporation Direct holding system Settlement U.S. Securities and Exchange Commission Securities Financial economics Finance
194	EDWARD KNIGHT EXECUTIVE VICE PRESIDENT August 4,2003 Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-04 11:05:47 Financial markets Business Finance Electronic communication network NASDAQ Market maker Day trading Securities Exchange Act Island Exchange Stock market Financial economics Investment
195	The FORUM for FUND INDEPENDENT DIRECTORS November 25,2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-29 16:25:17 Business Financial services Soft dollar Institutional investors Financial adviser Investment Advisers Act Investment Advisor Mutual Fund Directors Forum U.S. Securities and Exchange Commission Finance Financial economics Investment
196	7 ~ a & 17,2004 h In regards to: File # [removed],Ohio Art Company Jonathan Katz, Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-05 11:20:34 Corporations law Business Economics Corporate finance Legal documents Stock Share Stock market Financial economics Equity securities
197	Stanislav Dolgopolov Empire Education Corporation – Mildred Elley 800 New Loudon Road Latham, NY[removed]Mr. Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-09 15:03:49 Business Financial markets Finance Agency law Payment for order flow Securities Bid–offer spread Market maker David Easley Stock market Economics Financial economics
198	Intermarket Surveillance Group _______________________________________ March 8, 2005 Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 13:08:24 Financial markets Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Capital market Securities and Exchange Commission Economy of the United States Chicago Stock Exchange Financial system Self-regulatory organizations Financial regulation United States securities law
199	20 May 2004 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-24 14:54:31 Securities Financial system Same-day affirmation Transaction processing Short selling Futures contract Settlement Clearing Short Financial economics Financial markets Finance
200	June 04, 2004 By Hand and Electronically Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Mail Stop 6-9 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-07 14:11:22 Investment Financial markets Demat account Settlement Security Securities Exchange Act Transfer agent U.S. Securities and Exchange Commission Short Financial economics Finance Securities

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